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Rosemary Catherine Quelle

DWS Distributors, Inc.

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About Rosemary Catherine Quelle

Rosemary Catherine Quelle has been in the financial services industry since August 14, 1991. Rosemary is currently registered with DWS Distributors, Inc. Rosemary is a licensed Series 3, 6, 7, and SIE representative. Rosemary is registered in 52 states and is also a registered representative with FINRA. Rosemary has previously worked at Dreyfus Service Corporation.

Firm Information

Rosemary Quelle is currently registered with DWS Distributors, Inc.. DWS Distributors, Inc. is a corporation formed in September 1994 and is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 5 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosemary Quelle’s Registration & Firm History

IL

10/13/2005 - Present

DWS Distributors, Inc. (CHICAGO IL)

NY

06/17/1988 - 08/15/2002

DREYFUS SERVICE CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2014

Series 3 - National Commodity Futures Examination

BC

Issued 02/21/2008

Series 7 - General Securities Representative Examination

BC

Issued 10/12/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosemary Catherine Quelle.
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