Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Abreu is an active advisor registered with LPL Financial LLC. Rosemary is a seasoned professional in the financial industry with over 15 years of experience. Rosemary specializes in providing a wide range of advisory services, including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Rosemary is dedicated to helping clients achieve their financial goals, and has a strong track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
12/06/2023 - Present
LPL Financial LLC (LITTLE NECK NY)
NY
08/30/2021 - 11/03/2023
CITY NATIONAL SECURITIES, INC. (NEW YORK NY)
NY
05/14/2019 - 07/30/2021
CETERA INVESTMENT SERVICES LLC (ASTORIA NY)
NY
08/30/2017 - 05/15/2019
ROYAL ALLIANCE ASSOCIATES, INC. (GREAT NECK NY)
NY
04/14/2014 - 03/21/2017
SANTANDER SECURITIES LLC (JACKSON HEIGHTS NY)
NY
10/01/2012 - 05/08/2013
J.P. MORGAN SECURITIES LLC (NORTH MASSAPEQUA NY)
NY
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NORTH MASSAPEQUA NY)
NY
10/01/2008 - 10/22/2010
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
12/06/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
09/02/2005 - 08/20/2007
CHASE INVESTMENT SERVICES CORP. (FLUSHING NY)
NY
11/02/2004 - 07/07/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 01/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2010
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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