Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Aruanno is a financial professional with over 28 years of experience in the industry. Rosemary is currently registered with Marex Capital Markets Inc. Rosemary has held previous roles at ATM Execution LLC, Cowen and Company, Cowen Prime Services LLC, Sanders Morris Harris Inc., Citigroup Global Markets Inc., and Prudential Securities Incorporated. Rosemary holds the Series 27, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/18/2024 - Present
Marex Capital Markets Inc. (Garden City NY)
NY
02/02/2023 - 12/21/2023
ATM EXECUTION LLC (NEW YORK NY)
NY
08/04/2021 - 12/21/2023
COWEN AND COMPANY (Garden City NY)
NY
11/01/2010 - 01/04/2022
COWEN PRIME SERVICES LLC (GARDEN CITY NY)
NY
09/14/2005 - 09/13/2011
SANDERS MORRIS HARRIS INC. (GARDEN CITY NY)
NY
04/11/1995 - 02/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/25/1993 - 11/28/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/24/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Rosemary Aruanno is the right advisor for you? Invested Better is here to help.
