Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Frampton is a financial advisor with over 25 years of experience in the industry. Rosemary is currently registered with Osaic Wealth, Inc. and holds licenses in Iowa and Wyoming. Rosemary has a diverse background in the financial services industry and has worked with a variety of firms over the years. Rosemary is committed to providing her clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
09/01/2023 - Present
Osaic Wealth, Inc. (CLARINDA IA)
IA
04/30/2012 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (CLARINDA IA)
IA
06/10/2011 - 04/30/2012
BROKER DEALER FINANCIAL SERVICES CORP. (CLARINDA IA)
IA
08/20/2008 - 06/10/2011
SECURITIES AMERICA, INC. (CLARINDA IA)
IA
08/04/2006 - 09/04/2008
SPECTRUM CAPITAL, INC. (CLARINDA IA)
IA
09/29/1997 - 08/07/2006
THRIVENT INVESTMENT MANAGEMENT INC. (CLARINDA IA)
BOTH
Issued 06/25/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2005
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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