Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemary? Claim Your ProfileRosemary Windschitl has been a registered advisor for 29 years. Rosemary is a registered representative of UBS Financial Services Inc., and has been working for them since August 2006. She is also registered as an Investment Advisor Representative in Minnesota and Texas. Rosemary has been in the securities industry since July 20, 1994. Rosemary's primary office is located in St. Cloud, Minnesota and she has also been working out of Cold Spring, Minnesota. Rosemary is a licensed Series 7 and Series 31 representative, and holds Series 63 and Series 65 licenses as well. Rosemary is also a licensed Investment Advisor Representative in Minnesota. In addition to her work at UBS Financial Services Inc., Rosemary is the Secretary for Northwind Consulting, LLC., a computer consulting service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
08/24/2009 - Present
UBS Financial Services Inc. (ST CLOUD MN)
MN
07/21/1994 - 08/12/2006
PIPER JAFFRAY & CO. (ST CLOUD MN)
IA
Issued 08/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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