Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemarie? Claim Your ProfileRosemarie Miele is a financial professional with over 25 years of experience in the industry. Rosemarie is currently registered with Lazard Asset Management Securities LLC and has a history of working with firms such as BlackRock Investments, LLC, FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and BT Alex. Brown Incorporated. Rosemarie holds several licenses and certifications including Series 7, Series 31, Series 63 and Series 65. Rosemarie is registered to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/21/2014 - Present
Lazard Asset Management Securities LLC (NEW YORK NY)
NY
09/29/2006 - 10/16/2013
BLACKROCK INVESTMENTS, LLC (NEW YORK NY)
NY
05/20/2004 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
03/04/1998 - 05/20/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MD
04/25/1997 - 11/21/1997
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
IA
Issued 10/18/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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