Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosemarie? Claim Your ProfileRosemarie Tiemann is a financial advisor with Stephens. Rosemarie has been in the financial industry since October 26, 1994. Rosemarie holds Series 7 and Series 63 licenses, as well as the SIE exam. Rosemarie has been with Stephens since June 6, 2024. Previously, Rosemarie worked for SANTANDER US CAPITAL MARKETS LLC, Amherst Securities Group, L.P., Amherst Securities Group, Inc., Westcap Government Securities, Inc., Westcap Securities, L.P., Kemper Securities Group, Inc., and Lovett Underwood Neuhaus & Webb, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
06/06/2024 - Present
Stephens (LITTLE ROCK AR)
TX
10/14/2014 - 05/01/2024
SANTANDER US CAPITAL MARKETS LLC (HOUSTON TX)
TX
12/19/2000 - 10/14/2014
AMHERST SECURITIES GROUP, L.P. (HOUSTON TX)
TX
12/09/1993 - 07/31/1996
AMHERST SECURITIES GROUP, INC. (AUSTIN TX)
NA
11/12/1991 - 08/24/1994
WESTCAP GOVERNMENT SECURITIES, INC.
TX
11/12/1991 - 12/14/1993
WESTCAP SECURITIES, L.P. (HOUSTON TX)
MO
09/04/1990 - 10/31/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
04/24/1990 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
BC
Issued 11/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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