Unclaimed
Rosemarie Allora is a financial advisor currently affiliated with Empower Advisory Group, LLC. Rosemarie has been working in the financial services industry since January 15, 1999. Rosemarie's prior affiliations include NYLIFE Securities Inc., Essex National Securities, Inc., and Financial Network Investment Corporation. Rosemarie holds several professional licenses and designations including Series 6, Series 7, Series 63, and Series 65 licenses. Rosemarie is registered with the state of New Jersey to provide investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/04/2017 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NY
11/14/2003 - 04/29/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
CA
05/06/2003 - 09/30/2003
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
10/23/1998 - 05/05/2003
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
IA
Issued 08/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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