Unclaimed
Rosely Gutierrez farias is a financial professional with PFS Investments Inc. Rosely is registered with FINRA and is licensed in California. She is also licensed in Kansas and Nevada. Rosely has been in the industry since December 18, 2016. Her primary focus is providing portfolio management services to individuals. Rosely is committed to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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CA
01/20/2017 - Present
PFS Investments Inc. (SAN DIEGO CA)
CA
11/22/2016 - 12/23/2016
PFS INVESTMENTS INC. (RIVERSIDE CA)
BC
Issued 01/10/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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