Unclaimed
Roseanne Laraine Cimino is a financial advisor with over 20 years of experience in the financial services industry. Roseanne has been with First Command Advisory Services since December 2015. Previously, Roseanne has held positions at Fidelity Brokerage Services LLC, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and TD Waterhouse Investor Services, Inc. Roseanne is licensed to provide investment advice in all 50 states, and holds Series 7, 9, 10, 31, 63, and 66 licenses. Roseanne specializes in providing financial planning and portfolio management services to individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
12/15/2015 - Present
First Command Advisory Services (FORT WORTH TX)
TX
09/28/2009 - 08/18/2010
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
04/02/2007 - 04/24/2008
MORGAN STANLEY & CO. INCORPORATED (FT. WORTH TX)
TX
03/16/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FT. WORTH TX)
TX
04/05/2006 - 07/05/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT WORTH TX)
TX
03/26/1996 - 04/04/2006
TD WATERHOUSE INVESTOR SERVICES, INC. (FORT WORTH TX)
BC
Issued 05/15/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/19/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/03/2007
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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