Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roseanne? Claim Your ProfileRoseanne Ferrari is a securities professional with over 13 years of experience in the industry. She currently works for Rabo Securities USA, Inc., where she has been since March 2019. Roseanne has a broad background in finance, having previously held positions at SMBC Nikko Securities America, Inc. and RBS Securities Inc. She is a Series 7, 63, and SIE licensed professional, demonstrating her commitment to providing comprehensive financial advice. Roseanne's experience and expertise make her a valuable resource for individuals seeking investment guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/14/2019 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
03/21/2016 - 07/05/2017
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
NY
06/29/2012 - 04/04/2014
SMBC NIKKO SECURITIES AMERICA, INC. (NEW YORK NY)
CT
09/14/2005 - 11/16/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 03/31/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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