Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roseanne? Claim Your ProfileRoseanne Hauer is a financial professional with over 25 years of experience in the financial services industry. Roseanne is currently registered with Foreside Fund Services, LLC. Previously, Roseanne was associated with Charles Schwab & Co., Inc. Roseanne is a licensed Series 7, 8, 24 and 63 representative and has a strong track record of providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/28/2022 - Present
Foreside Fund Services, LLC (San Francisco CA)
CA
03/07/2018 - 10/21/2021
CHARLES SCHWAB & CO., INC. (San Francisco CA)
CA
08/21/2007 - 01/30/2014
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
CT
09/22/2005 - 07/30/2007
MANAGERS DISTRIBUTORS, INC. (STAMFORD CT)
TX
08/08/1995 - 09/01/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 04/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 04/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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