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Roseanna Pullen

ST. Bernard Financial Services, Inc.

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About Roseanna Pullen

Roseanna Pullen is a financial professional with over 38 years of experience in the industry. Roseanna is currently registered with St. Bernard Financial Services, Inc. and is located in Russellville, AR. Roseanna has a broad range of experience in the financial industry and holds licenses for Series 3, Series 7, and Series 63 exams. Roseanna has held previous positions at several firms including 1st Discount Brokerage, Inc., Stephens Inc. and Dean Witter Reynolds Inc. Roseanna is dedicated to providing her clients with personalized financial advice and services.

Firm Information

Roseanna Pullen is currently registered with ST. Bernard Financial Services, Inc.. ST. Bernard Financial Services, Inc. is a Corporation that was formed on March 24, 1994, and is headquartered in RUSSELLVILLE, AR. The firm provides investment advisory services to individuals and businesses. They specialize in portfolio management and offer educational seminars. They are registered with the SEC and in 46 states. ST. Bernard Financial Services, Inc. manages approximately $130,472,570 in regulatory assets for 841 clients.
ST. Bernard Financial Services, Inc.

1609 WEST MAIN ST

RUSSELLVILLE, AR 72801

$130.47M

Assets Under Management

Not reported

Total Clients

96

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Roseanna Pullen’s Registration & Firm History

AR

01/19/2022 - Present

ST. Bernard Financial Services, Inc. (RUSSELLVILLE AR)

AR

02/26/2009 - 12/31/2021

ST. BERNARD FINANCIAL SERVICES, INC. (HOT SPRINGS AR)

AR

11/21/2002 - 12/31/2008

1ST DISCOUNT BROKERAGE, INC. (HOT SPRINGS AR)

AR

09/07/1999 - 11/19/2002

STEPHENS INC. (LITTLE ROCK AR)

NY

02/23/1984 - 09/15/1999

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/07/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1988

Series 3 - National Commodity Futures Examination

BC

Issued 02/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roseanna Pullen.
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