Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roseann? Claim Your ProfileRoseann Spano is a financial professional with over 20 years of experience in the financial services industry. Roseann is currently registered with Allstate Financial Services, LLC, and has been active in the field since 2002. Roseann holds a Series 6, Series 63 and SIE license, and is registered in New Jersey. Roseann has previous experience with National Planning Corporation, Santander Securities LLC, LPL Financial LLC and IFMG Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/22/2014 - Present
Allstate Financial Services, LLC (Ringoes NJ)
NJ
04/19/2013 - 02/05/2014
NATIONAL PLANNING CORPORATION (MATAWAN NJ)
NJ
09/19/2012 - 04/01/2013
SANTANDER SECURITIES LLC (ENGLISHTOWN NJ)
NJ
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (ENGLISHTOWN NJ)
NJ
09/25/2002 - 05/27/2008
IFMG SECURITIES, INC. (ENGLISHTOWN NJ)
BC
Issued 03/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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