Unclaimed
Roseann Pinciotto is a financial professional with over 13 years of experience in the industry. Roseann is registered with Pruco Securities, LLC and is licensed to provide financial advice in several states. Roseann has held previous roles at WADDELL & REED and EDWARD JONES. Roseann is committed to providing personalized financial advice to her clients. Roseann specializes in providing advice to individuals, businesses, and trusts and estates. She is also licensed to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
WA
01/31/2018 - Present
Pruco Securities, LLC (Mercer Island WA)
WA
02/21/2012 - 01/31/2018
WADDELL & REED (BELLEVUE WA)
WA
01/26/2010 - 01/05/2012
EDWARD JONES (SEATTLE WA)
BOTH
Issued 02/05/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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