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Roseann Layton

Raymond James Financial Services, Inc.

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About Roseann Layton

Roseann Layton is a financial advisor with Raymond James Financial Services, Inc. located in Johnstown, Pennsylvania. Roseann has been in the financial industry for over 15 years, holding both Series 6 and Series 7 licenses. She also holds a Series 63 license. Her primary registration is with the state of Pennsylvania. Roseann has previous experience with MetLife Securities Inc. and Metropolitan Life Insurance Company, demonstrating a career focused on providing financial services.

Firm Information

Roseann Layton is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Roseann Layton’s Registration & Firm History

PA

05/27/2010 - Present

Raymond James Financial Services, Inc. (JOHNSTOWN PA)

PA

03/05/2007 - 06/02/2010

METLIFE SECURITIES INC. (JOHNSTOWN PA)

PA

03/05/2007 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (JOHNSTOWN PA)

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Licenses & Designations

BC

Issued 07/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2010

Series 7 - General Securities Representative Examination

BC

Issued 03/02/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Roseann Layton.
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