Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roseann? Claim Your ProfileRoseann Hilway is a registered representative with Tradeweb Direct LLC. Roseann has been in the industry since October 4, 2009. Roseann is licensed in New York and has passed the Series 63, Series 7, Series 55, and SIE exams. Roseann has previously been registered with Tradeweb LLC, OPENX MARKETS, LLC, BLOOMBERG TRADEBOOK LLC, QUEST CAPITAL STRATEGIES, INC., and SPEAR, LEEDS & KELLOGG, L.P..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/26/2020 - Present
Tradeweb Direct LLC (NEW YORK NY)
NY
08/02/2011 - 08/06/2012
OPENX MARKETS, LLC (NEW YORK NY)
NY
04/19/2004 - 08/24/2004
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
CA
02/23/2004 - 04/06/2004
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
NY
09/28/2000 - 02/11/2002
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 11/20/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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