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Rose Tarantino Galluzzo

Neuberger Berman BD LLC

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About Rose Tarantino Galluzzo

Rose Tarantino Galluzzo is a financial advisor with over 30 years of experience in the industry. Rose currently works with Neuberger Berman BD LLC, a firm with a long history of providing investment advice to individuals and institutions. Rose has held registrations in both New York and New Jersey, and has a strong track record of providing comprehensive financial planning services to clients.

Firm Information

Rose Galluzzo is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rose Galluzzo’s Registration & Firm History

NY

03/26/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/09/1991 - 11/03/1995

NEUBERGER & BERMAN (NEW YORK NY)

NY

11/02/1990 - 07/18/1991

FIRST ALBANY CORPORATION (NEW YORK NY)

MO

09/04/1990 - 10/15/1990

KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)

NA

08/07/1989 - 09/04/1990

PRESCOTT, BALL & TURBEN, INC.

NY

01/16/1989 - 08/08/1989

COMMONWEALTH ASSOCIATES (NEW YORK NY)

NY

04/28/1988 - 01/31/1989

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NY

09/29/1987 - 05/06/1988

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

05/29/1985 - 09/18/1987

L. F. ROTHSCHILD & CO. INCORPORATED

NA

05/29/1985 - 08/13/1986

DAMSON SECURITIES CORPORATION

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Licenses & Designations

BOTH

Issued 06/03/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/02/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rose Tarantino Galluzzo.
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