Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Mary Lawrence is a financial advisor with over 30 years of experience in the industry. Rose has a strong track record of providing financial advice and portfolio management services to a wide range of clients, including individuals, corporations, and charitable organizations. Rose is currently registered with Geneos Wealth Management, Inc. in Colorado. Before that, Rose was registered with OppenheimerFunds Distributor, Inc., Ehrenkranz King Nussbaum, Inc., Charles Schwab & Co., Inc., Richfield Securities, Inc., National Securities Network, Inc., and Columbine Securities, Inc. Rose holds Series 3, 4, 7, 8, 24, 53, and 63 licenses and the SIE designation. Rose is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
06/12/2008 - Present
Geneos Wealth Management, Inc. (Englewood CO)
CO
03/12/2004 - 06/05/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
NY
11/05/2003 - 02/19/2004
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
TX
03/28/1991 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
01/04/1989 - 01/02/1991
RICHFIELD SECURITIES, INC.
NA
12/22/1987 - 08/29/1988
NATIONAL SECURITIES NETWORK, INC.
NA
10/19/1983 - 09/24/1987
COLUMBINE SECURITIES, INC.
BC
Issued 03/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/1997
Series 4 - Registered Options Principal Examination
BC
Issued 07/02/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 08/11/1984
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/27/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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