Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Mary Harms is a registered representative with J.P. Morgan Securities LLC in New York, NY. Rose Mary Harms is licensed to conduct business in Ohio. Rose Mary Harms has been in the securities industry since August 13, 2019. Rose Mary Harms has passed the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO). Rose Mary Harms specializes in providing services related to "Mutual Funds", "Variable Annuities", "Retirement Planning", "Long-Term Care", "Equity Securities" and "Fixed Income Securities".
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
NY
08/13/2019 - Present
J.p. Morgan Securities LLC (New York NY)
BC
Issued 08/13/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2019
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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