Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Marie Stark is a financial advisor with over 17 years of experience in the industry. She currently works at Stifel, Nicolaus & Company, Inc., where she has been employed since June 2022. Prior to that, Rose worked at FIFTH THIRD SECURITIES, INC., from July 2005 to June 2022. Rose specializes in providing financial planning, portfolio management for businesses and individuals, as well as portfolio management for pooled investment vehicles. She holds Series 7, SIE, Series 50, and Series 52TO licenses. Rose is registered with the state of Florida and Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
06/09/2022 - Present
Stifel, Nicolaus & Company, Inc. (INDIANAPOLIS IN)
IN
07/04/2005 - 06/01/2022
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
BOTH
Issued 06/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 11/27/2023
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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