Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Marie Smith is a financial advisor associated with PFS Investments Inc. and has been in the industry since February 10, 2009. Rose has earned licenses in the state of Arkansas and is registered with FINRA and the state. She is licensed to sell products including securities, variable contracts, and investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
AR
01/08/2024 - Present
PFS Investments Inc. (CONWAY AR)
AR
02/04/2009 - 12/31/2023
PFS INVESTMENTS INC. (CONWAY AR)
BC
Issued 02/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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