Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Marie Manor is a financial advisor at Oppenheimer & Co. Inc. Rose Marie Manor has been in the securities industry since June 13, 1985. Rose Marie Manor's specializations include securities, investment advisory, and financial planning. Rose Marie Manor works with a variety of clients, including individuals, corporations, and retirement plans. Rose Marie Manor is registered in Michigan and New York and holds Series 7, 10, 24, and 63 licenses. Rose Marie Manor was previously employed at FIRST OF MICHIGAN CORPORATION, RONEY & CO., and THOMSON MCKINNON SECURITIES INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
01/01/1999 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MI
05/02/1994 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
MI
01/04/1990 - 05/06/1994
RONEY & CO. (DETROIT MI)
NY
04/24/1985 - 11/13/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
BC
Issued 05/09/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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