Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Maria Vinti is a financial advisor at Oppenheimer & Co. Inc. Rose is a highly experienced advisor with over 20 years of experience in the financial services industry. Rose has worked for several reputable firms, including Newbridge Securities Corporation and AXA Advisors, LLC. Rose is registered with FINRA as a General Securities Representative, a Series 99 Operations Professional, and has passed the Securities Industry Essentials Examination. Rose is also registered with the states of Florida and North Carolina. Rose has expertise in a wide range of financial services, including portfolio management, financial planning, and pension consulting. Rose is committed to providing her clients with personalized financial advice and solutions to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
02/12/2024 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
FL
04/22/2015 - 07/20/2015
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
01/13/2014 - 09/25/2014
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
01/06/2010 - 04/15/2011
AXA ADVISORS, LLC (BOCA RATON FL)
FL
05/22/2006 - 01/04/2008
OPPENHEIMER & CO. INC. (FORT LAUDERDALE FL)
NY
01/03/2003 - 06/11/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
07/18/2000 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 08/07/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/06/2022
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2014
Series 99 - Operations Professional Examination
BC
Issued 07/17/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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