Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Joyce is an active Registered Investment Advisor representative with Allstate Financial Advisors, LLC. Rose has been in the financial industry since 2006. Rose has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Raymond James & Associates, Inc. and Empower Financial Services, Inc. Rose holds the Series 6, Series 7, Series 63, Series 65 and Series 51 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
FL
05/08/2024 - Present
Allstate Financial Advisors, LLC (Ocala FL)
CO
05/30/2023 - 10/26/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
FL
04/04/2023 - 05/23/2023
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
04/04/2023 - 05/23/2023
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
01/11/2023 - 03/09/2023
MORGAN STANLEY (Temple Terrace FL)
FL
02/07/2022 - 03/09/2023
E*TRADE SECURITIES LLC (Temple Terrace FL)
FL
06/28/2021 - 01/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAND O LAKES FL)
FL
04/19/2021 - 06/14/2021
FIRST HORIZON ADVISORS, INC. (Tampa FL)
FL
10/31/2019 - 04/14/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LUTZ FL)
FL
07/26/2019 - 10/02/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Lutz FL)
NY
08/30/2018 - 08/12/2019
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NY
10/23/2017 - 05/16/2018
CITIZENS SECURITIES, INC. (WILLIAMSVILLE NY)
NY
10/20/2016 - 10/26/2017
LPL FINANCIAL LLC (LACKAWANNA NY)
NY
02/26/2013 - 09/20/2016
LPL FINANCIAL LLC (DEPEW NY)
NY
07/23/2012 - 01/31/2013
M&T SECURITIES, INC. (BUFFALO NY)
NY
06/14/2010 - 07/23/2012
LPL FINANCIAL LLC (DEPEW NY)
NY
03/26/2007 - 06/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (AMHERST NY)
NY
03/05/2002 - 11/06/2003
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
IA
Issued 11/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2024
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/09/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2012
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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