Unclaimed
Rose Ellyn Hammes -nestor is a financial advisor with Focus Financial. Rose has been in the industry since 2000 and has a wide range of experience in financial planning, portfolio management, and estate planning. Rose is registered with the state of Minnesota and holds the Series 6, 7, 63, and 66 licenses, as well as the SIE designation. Rose is committed to providing personalized financial advice to help clients reach their financial goals. Rose has a strong understanding of the financial markets and a proven track record of success in helping clients achieve their financial objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under management with third party manager
1
2
MN
08/28/2014 - Present
Focus Financial (WOODBURY MN)
OH
10/01/2003 - 09/27/2004
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
MN
02/21/2000 - 10/19/2001
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 02/07/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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