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Rose Diane Kilkenny

Newbridge Securities Corp.

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About Rose Diane Kilkenny

Rose Diane Kilkenny is a financial professional with over 7 years of experience in the securities industry. Rose is a registered representative with Newbridge Securities Corp. and holds a Series 7TO, Series 63, Series 6 and SIE license. Kilkenny also holds Series 24 and Series 26 licenses and is registered in Arizona, Florida, Massachusetts, Nevada, North Carolina and South Dakota.

Firm Information

Rose Kilkenny is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rose Kilkenny’s Registration & Firm History

FL

06/02/2015 - Present

Newbridge Securities Corp. (BOCA RATON FL)

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Licenses & Designations

BC

Issued 08/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/04/2023

Series 24 - General Securities Principal Examination

BC

Issued 03/08/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 07/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/02/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 2 public disclosures for Rose Diane Kilkenny. Review regulatory record here.
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