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Rose D Howard

Bofa Securities, Inc.

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About Rose D Howard

Rose D Howard is a licensed advisor with Bofa Securities, Inc. Rose has been in the industry since November 16, 2014. Rose is registered in New York and North Carolina. Currently Rose works from the Charlotte, NC branch office. Before joining Bofa Securities, Inc., Rose worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Rose has passed Series 63, SIE, and Series 79 exams.

Firm Information

Rose Howard is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Rose Howard’s Registration & Firm History

NC

05/10/2019 - Present

Bofa Securities, Inc. (CHARLOTTE NC)

NC

11/17/2014 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/13/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rose D Howard.
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