linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rose Coughlin

Bofa Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rose? Claim Your Profile

About Rose Coughlin

Rose Coughlin is a registered representative with Bofa Securities, Inc. Rose has been in the industry for over 200 days. Rose is currently registered in 20 states and the District of Columbia. Rose has passed the Series 7, Series 52, Series 79, and Series 63 exams. Rose is registered with FINRA and is a member of 25 other SROs. Rose is located in Chicago, Illinois. Rose's current branch office is at 110 N WACKER DR, GBAM - GLOBAL FICC - MBAM - PRIVATE PUBLIC FINANCE, Chicago, Illinois 60606. Rose has been with Bofa Securities, Inc. since August 2023.

Firm Information

Rose Coughlin is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rose Coughlin’s Registration & Firm History

IL

08/29/2023 - Present

Bofa Securities, Inc. (CHICAGO IL)

Not sure if Rose Coughlin is right for you?

Licenses & Designations

BC

Issued 08/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 09/23/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/29/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/06/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rose Coughlin.
Not sure if Rose Coughlin is right for you?