Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose? Claim Your ProfileRose Boney Siron is a financial advisor with over 17 years of experience in the industry. Rose is currently registered with LPL Financial LLC and has previously worked at Stephens, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Rose holds Series 63, Series 10, Series 9, SIE, and Series 7 licenses, as well as registrations in 25 states. Rose specializes in providing a range of financial services to individuals and businesses, including financial planning, portfolio management, and consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
12/13/2021 - Present
LPL Financial LLC (COLUMBIA SC)
SC
09/10/2010 - 12/21/2021
STEPHENS (COLUMBIA SC)
SC
06/01/2009 - 10/08/2010
MORGAN STANLEY SMITH BARNEY (COLUMBIA SC)
SC
08/10/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (COLUMBIA SC)
BC
Issued 09/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/13/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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