Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rose-ann? Claim Your ProfileRose-ann Thompson is a financial professional with Tiaa-Cref Individual & Institutional Services, LLC. Rose-ann is licensed to provide financial advice in 51 states and the District of Columbia. Rose-ann has over two years of experience in the industry and holds Series 7, Series 63, Series 6, and Series 24 licenses. Rose-ann specializes in financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
12/08/2021 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
BC
Issued 12/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/08/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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