Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roscoe? Claim Your ProfileRoscoe Orton is a financial professional with over 30 years of experience in the industry. Roscoe holds a Series 6 and Series 63 license and is registered with MML Investors Services, LLC. Roscoe has been registered with MML Investors Services, LLC since 2016, and previously worked for AXA Advisors, LLC and MONY Securities Corporation. Roscoe provides financial planning, portfolio management, and educational seminars to a wide range of clients including individuals, corporations, and trusts. Roscoe is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
ID
08/17/2016 - Present
MML Investors Services, LLC (REXBURG ID)
ID
06/01/2005 - 02/10/2009
AXA ADVISORS, LLC (REXBURG ID)
NY
05/29/1985 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/19/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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