Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Roscoe? Claim Your ProfileRoscoe Miles Brumback is a financial advisor who has been in the industry since December 11, 2020. Roscoe is currently registered with Blue Owl Securities, and previously worked with DFA SECURITIES LLC. Roscoe is licensed to provide investment advice in all 50 states. Roscoe holds a Series 7TO, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/18/2024 - Present
Blue OWL Securities (New York NY)
NC
11/20/2020 - 12/26/2023
DFA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 12/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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