Unclaimed
Rosario Vargas is a financial advisor with J.p. Morgan Securities LLC, a firm with over $50 billion in assets under management. Rosario has been in the industry since 2019 and has a Series 7TO, Series 66, and SIE license. Rosario has 12 approved state registrations and 2 approved IA state registrations. Rosario is registered in Illinois and Texas and has a branch office in Hodgkins, Illinois. Rosario specializes in providing financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
09/26/2024 - Present
J.p. Morgan Securities LLC (Hodgkins IL)
BOTH
Issued 12/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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