Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosario? Claim Your ProfileRosario Pulino is an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc.. Rosario Pulino has been working in the financial services industry since 1998. Rosario Pulino is licensed to provide financial advice in Connecticut, Virginia, Florida, Alabama, Maryland, Pennsylvania, South Carolina, and Massachusetts. Rosario Pulino is also registered with FINRA and the Securities and Exchange Commission. Prior to Raymond James Financial Services Advisors, Inc., Rosario Pulino worked for UVEST FINANCIAL SERVICES GROUP, INC. and WEBSTER INVESTMENT SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
12/06/2012 - Present
Raymond James Financial Services Advisors, Inc. (Middletown CT)
CT
02/13/2007 - 07/11/2007
UVEST FINANCIAL SERVICES GROUP, INC. (MIDDLETOWN CT)
CT
11/08/2001 - 02/13/2007
WEBSTER INVESTMENT SERVICES, INC. (MIDDLETOWN CT)
NY
08/17/2000 - 05/11/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 11/20/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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