Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosario? Claim Your ProfileRosario M. Oliveri is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Rosario has over 20 years of experience in the financial services industry and holds a Series 7, Series 6, Series 63, and Series 65 licenses. Rosario has been registered with Merrill Lynch since 2008. Before joining Merrill Lynch, Rosario worked at Citigroup Global Markets Inc. and U.S. Bancorp Investments, Inc. Rosario specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN JOSE CA)
CA
05/29/2007 - 12/04/2008
CITIGROUP GLOBAL MARKETS INC. (LOS ALTOS CA)
CA
08/08/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (SANTA CLARA CA)
MN
09/21/2000 - 12/15/2000
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
IL
05/30/2000 - 08/23/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IA
Issued 12/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2008
Series 7 - General Securities Representative Examination
BC
Issued 05/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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