Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosario? Claim Your ProfileRosario Petrizzo is a financial advisor with over 40 years of experience in the industry. Rosario is registered with Stifel, Nicolaus & Company, Inc. and is also registered as an investment advisor in Illinois, Michigan and Texas. Rosario has previously worked with RBC Capital Markets, LLC, A. G. Edwards & Sons, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rosario holds a Series 3, 5, 6, 7, 8 and 63 licenses and is also a licensed Investment Advisor Representative. Rosario specializes in portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/13/2017 - Present
Stifel, Nicolaus & Company, Inc. (ORLAND PARK IL)
IL
01/11/2008 - 02/24/2017
RBC CAPITAL MARKETS, LLC (ORLAND PARK IL)
IL
10/31/2003 - 01/15/2008
A. G. EDWARDS & SONS, INC. (ORLAND PARK IL)
MO
03/21/1998 - 10/31/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
01/22/1988 - 03/26/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/23/1981 - 02/08/1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 09/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1997
Series 3 - National Commodity Futures Examination
BC
Issued 03/02/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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