Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosario? Claim Your ProfileRosario Tantillo is a financial advisor with over 30 years of experience in the industry. Rosario is currently registered with LPL Financial LLC and has held previous positions with a number of other firms including J.P. Morgan Securities LLC, TD Ameritrade, Inc., and Charles Schwab & Co., Inc. Rosario is also a Certified Financial Planner. Rosario works with a wide range of clients including individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and investment clubs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/20/2023 - Present
LPL Financial LLC (BABYLON NY)
NY
07/13/2023 - 10/04/2023
FINANCIAL RESOURCES GROUP INVESTMENT SERVICES, LLC (Babylon NY)
NY
04/10/2019 - 02/15/2023
J.P. MORGAN SECURITIES LLC (ROSLYN HEIGHTS NY)
NY
02/26/2018 - 03/01/2019
TD AMERITRADE, INC. (MASSAPEQUA PARK NY)
NY
11/02/2015 - 02/26/2018
SCOTTRADE, INC. (MASSAPEQUA PARK NY)
NY
09/23/1997 - 10/29/2015
CHARLES SCHWAB & CO., INC. (MANHASSET NY)
NE
07/26/1995 - 08/20/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NY
08/17/1994 - 06/15/1995
SMITH BARNEY INC. (NEW YORK NY)
FL
11/15/1991 - 07/28/1994
ARGUS SECURITIES, INC. (HALLANDALE FL)
NA
06/18/1991 - 09/18/1991
J. W. GANT & ASSOCIATES, INC.
CO
05/13/1991 - 06/20/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/06/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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