Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosanna? Claim Your ProfileRosanna Teresa Thompson is a registered investment advisor with Vanguard Marketing Corp. in Scottsdale, AZ. She has been in the securities industry since 2006. Rosanna has passed the Series 6, Series 7, Series 63, and Series 24 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
07/04/2012 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
10/17/2006 - 07/16/2010
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 10/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Rosanna Thompson is the right advisor for you? Invested Better is here to help.
