Unclaimed
Rosanna Guardavaccaro is a financial advisor currently registered with MML Investors Services, LLC. Rosanna has been in the financial services industry since 1999. Rosanna is licensed to provide investment advice in New York and Texas. Rosanna is also registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Rosanna has experience in various areas including financial planning, portfolio management, and investment advice for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
11/18/2020 - Present
MML Investors Services, LLC (New York NY)
NY
06/13/2002 - 11/11/2020
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NJ
10/01/1999 - 06/05/2002
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 06/28/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2003
Series 7 - General Securities Representative Examination
BC
Issued 09/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Rosanna Guardavaccaro is the right advisor for you? Invested Better is here to help.