Unclaimed
Rosanna Castaldi has been in the financial industry since 2002. Rosanna is currently registered with Nylife Distributors LLC and is licensed to sell securities in New York. Rosanna has passed the Series 6 and Series 63 exams as well as the SIE exam. Rosanna was previously registered with NYLIFE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/23/2008 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
07/14/2005 - 06/26/2008
NYLIFE SECURITIES LLC (SLEEPY HOLLOW NY)
NJ
01/26/2001 - 06/17/2004
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
BC
Issued 12/14/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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