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Rosana Teresa Garces

Insigneo Securities, LLC

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About Rosana Teresa Garces

Rosana Teresa Garces is a financial advisor with over 15 years of experience in the industry. Rosana is currently registered with Insigneo Securities, LLC in Florida and Puerto Rico. Rosana has held previous roles at INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC, PUENTE SERVICIOS FINANCIEROS LLC, UBS FINANCIAL SERVICES INC., GLOBAL STRATEGIC INVESTMENTS, LLC, EFG CAPITAL INTERNATIONAL, and EFG CAPITAL INTERNATIONAL LLC. Rosana holds Series 7, 7TO, 63, and 66 licenses, and the SIE exam.

Firm Information

Rosana Garces is currently registered with Insigneo Securities, LLC. Insigneo Securities, LLC is a Limited Liability Company formed in December 1998. The firm is registered with the Securities and Exchange Commission and holds registrations in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

44

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosana Garces’s Registration & Firm History

FL

02/01/2024 - Present

Insigneo Securities, LLC (MIAMI FL)

FL

02/01/2024 - 03/06/2024

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC (Miami FL)

FL

08/09/2021 - 02/01/2024

PUENTE SERVICIOS FINANCIEROS LLC (MIAMI FL)

FL

09/26/2019 - 08/19/2021

UBS FINANCIAL SERVICES INC. (MIAMI FL)

NY

03/09/2011 - 03/27/2012

GLOBAL STRATEGIC INVESTMENTS, LLC (BROOKLYN NY)

FL

12/21/2005 - 02/02/2009

EFG CAPITAL INTERNATIONAL (MIAMI FL)

FL

04/08/1998 - 12/20/2005

EFG CAPITAL INTERNATIONAL LLC (MIAMI FL)

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Licenses & Designations

BOTH

Issued 11/20/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/27/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2019

Series 7TO - General Securities Representative Examination

BC

Issued 05/09/2019

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosana Teresa Garces.
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