Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosana? Claim Your ProfileRosana Ralya is an Investment Advisor Representative associated with The Colony Group, LLC and has been in the industry since 2014. Rosana has Series 7, Series 63, and Series 65 licenses. Rosana has been registered with the state of California as an Investment Advisor. Rosana is affiliated with The Colony Group, LLC in their Santa Rosa, CA office. Rosana previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Buckingham Asset Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Tax prep. srvcs, dispute resolution srvcs, family office srvcs, bus. mgmt. srvcs, ins. solutions, credit & cash mgmt solutions..
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev. sharing w/ frs and on eligible credit & cash mgmt solutions
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2
MA
07/01/2024 - Present
THE Colony Group, LLC (BOSTON MA)
CA
02/26/2015 - 09/08/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA ROSA CA)
BC
Issued 03/27/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/27/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/2016
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2015
Series 7 - General Securities Representative Examination
Active
Inactive
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