Unclaimed
Rosana Brennecke is a financial professional with over 10 years of experience in the industry. Rosana is currently registered with Hsbc Securities (usa) Inc. in Washington, DC. Rosana holds the Series 6, Series 63 and SIE licenses. Rosana is a registered representative in District of Columbia, Maryland, New York and Virginia. Rosana is a registered representative with Hsbc Securities (usa) Inc. with over 10 years of industry experience.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
DC
08/23/2011 - Present
Hsbc Securities (usa) Inc. (Washington DC DC)
BC
Issued 11/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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