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Rosalyn Shi

Natixis Securities Americas LLC

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About Rosalyn Shi

Rosalyn Shi is a registered representative with Natixis Securities Americas LLC. Rosalyn is licensed to sell securities in all 50 states and the District of Columbia. Rosalyn is also registered with FINRA.

Firm Information

Rosalyn Shi is currently registered with Natixis Securities Americas LLC. Natixis Securities Americas LLC is a Limited Liability Company formed in November 2009 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, providing investment services to a diverse range of clients.

Not reported

Assets Under Management

Not reported

Total Clients

147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosalyn Shi’s Registration & Firm History

NY

03/06/2023 - Present

Natixis Securities Americas LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/06/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosalyn Shi.
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