Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalyn? Claim Your ProfileRosalyn Kristina Brown is a financial advisor at Principal Securities, Inc. Rosalyn is a Certified Financial Planner with a broad range of experience in the financial services industry. Rosalyn has been active in the industry since 2006 and has held various positions at different firms including BB&T Investment Services, Inc., PNC Funds Distributor, LLC, and Newport Group Securities, Inc. Rosalyn is licensed to provide financial advice in the District of Columbia. Rosalyn specializes in providing financial planning, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
DC
11/20/2024 - Present
Principal Securities, Inc. (Washington DC)
FL
05/31/2019 - 07/15/2021
NEWPORT GROUP SECURITIES, INC. (LAKE MARY FL)
DC
03/31/2016 - 05/15/2019
PNC FUNDS DISTRIBUTOR, LLC (WASHINGTON DC)
GA
10/30/2006 - 05/11/2012
BB&T INVESTMENT SERVICES, INC. (FAYETTEVILLE GA)
BC
Issued 04/26/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/27/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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