Unclaimed
Rosaly Urbaez is a financial professional with over 15 years of experience in the industry. Rosaly is currently registered with Mutual Of America Securities LLC and has been since July 2013. Previously, Rosaly worked at MUTUAL OF AMERICA LIFE INSURANCE COMPANY from April 2008 to November 2020. Rosaly holds Series 6, Series 63, SIE, and Series 99TO licenses. Rosaly is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/03/2013 - Present
Mutual OF America Securities LLC (NEW YORK NY)
NY
04/02/2008 - 11/11/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 07/23/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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