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Rosaly Urbaez

Mutual OF America Securities LLC

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About Rosaly Urbaez

Rosaly Urbaez is a financial professional with over 15 years of experience in the industry. Rosaly is currently registered with Mutual Of America Securities LLC and has been since July 2013. Previously, Rosaly worked at MUTUAL OF AMERICA LIFE INSURANCE COMPANY from April 2008 to November 2020. Rosaly holds Series 6, Series 63, SIE, and Series 99TO licenses. Rosaly is licensed to sell securities in New York.

Firm Information

Rosaly Urbaez is currently registered with Mutual OF America Securities LLC. Mutual OF America Securities LLC is a Limited Liability Company formed on June 29, 1990. The firm is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rosaly Urbaez’s Registration & Firm History

NY

07/03/2013 - Present

Mutual OF America Securities LLC (NEW YORK NY)

NY

04/02/2008 - 11/11/2020

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/23/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rosaly Urbaez.
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