Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalva? Claim Your ProfileRosalva Rosales is a financial advisor at Raymond James Financial Services, Inc. Rosalva has over 18 years of experience in the financial services industry. Rosalva holds Series 7, Series 66 and SIE licenses and is registered with FINRA. Rosalva is also registered in Arizona and California. Rosalva has previously worked for LPL FINANCIAL LLC, J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., BANC ONE SECURITIES CORPORATION, and BANC OF AMERICA INVESTMENT SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
02/21/2019 - Present
Raymond James Financial Services, Inc. (Phoenix AZ)
AZ
08/07/2018 - 02/27/2019
LPL FINANCIAL LLC (SCOTTSDALE AZ)
AZ
03/27/2013 - 11/14/2016
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
10/01/2008 - 05/26/2011
J.P. MORGAN SECURITIES LLC (SCOTTSDALE AZ)
AZ
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (SCOTTSDALE AZ)
AZ
04/10/2001 - 07/01/2006
BANC ONE SECURITIES CORPORATION (SCOTTSDALE AZ)
MA
02/09/2001 - 08/21/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 10/01/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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