Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalva? Claim Your ProfileRosalva Lopez is a financial advisor with Empower Financial Services, Inc. based in Greenwood Village, Colorado. Rosalva has been in the financial services industry since October 2019 and holds the Series 63, Series 6TO and SIE licenses. Rosalva is registered with FINRA as a broker and has been approved to operate in 52 states and Puerto Rico. Rosalva is a registered representative with Empower Financial Services, Inc. and is not currently registered with the Investment Adviser Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
AZ
02/26/2020 - 01/04/2021
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
11/22/2019 - 02/26/2020
MML DISTRIBUTORS, LLC (PHOENIX AZ)
AZ
10/12/2019 - 11/26/2019
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
BC
Issued 09/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/08/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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