Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rosalita? Claim Your ProfileRosalita Tapangan is a financial professional with over 4 years of experience in the financial services industry. She is currently registered with Riversource Distributors, Inc. and holds a Series 6 and Series 63 license. Rosalita previously worked with Ameriprise Financial Services, Inc. where she also held a Series 6 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/04/2016 - Present
Riversource Distributors, Inc. (Minneapolis MN)
NA
12/15/2014 - 01/20/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CEBU CITY, CEBU )
BC
Issued 01/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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